The Money Farm Team

Which Government Agency Monitors The Trading Of Stocks And Bonds?

The Securities and Exchange Commission, or SEC, is a federal regulatory organization entrusted with safeguarding investors and capital, regulating the stock market, and establishing and implementing federal securities laws. Prior to the SEC’s formation, there was essentially no monitoring of the stock, bond, and other securities markets, which resulted in widespread fraud, insider trading, and […]

Which Government Agency Monitors The Trading Of Stocks And Bonds? Read More »

Which Company Is A Leader In Rating Bonds?

The purpose of this study is to see if charging bond issuers for credit ratings results in higher ratings. Since 2002, when Standard & Poor’s (S&P), Moody’s Investor Service (Moody’s), and Fitch failed to predict the bankruptcy of Enron and WorldCom, the three major credit rating agencies—Standard & Poor’s (S&P), Moody’s Investor Service (Moody’s), and […]

Which Company Is A Leader In Rating Bonds? Read More »