What Is Equity Futures?

An equity futures contract is a sort of derivative in which participants agree to trade shares of a specific company at a defined price and date in the future. The contract’s pricing is mostly decided by the underlying stock’s spot price. In contrast to options contracts, both the buyer and the seller are bound by the contract’s terms. The buyer is committed to acquire the underlying shares at the time of expiration, and the seller is obligated to furnish the underlying shares.

Equity futures allow investors to speculate on the price of a particular stock in the future. In the futures market, buyers and sellers hold competing views on how the underlying’s value will be realized. If the value of the underlying has grown at the time of the futures’ expiration, a buyer of an equity futures contract will make a gross profit; if it has decreased, the buyer would suffer a gross loss. A seller, on the other hand, will make a gross profit if the underlying’s value drops at expiration, and a gross loss if it rises.

What is the distinction between stock and stock futures?

When you invest in equities, the number of shares available is limited until the firm decides to sell more on the open market. Stocks don’t usually expire when a company is still operating. For long-term equities investors, “buying and holding” is a frequent strategy. Futures contracts, on the other hand, require you to promise to buy or sell a commodity at a future date. It’s not about buying and holding with futures; rather, it’s a technique for entering and exiting the market.

When you purchase a stock, money is taken out of your account at the time of purchase. In the case of futures, however, your broker will need a specific amount of cash up front, known as margin, to cover any potential losses.

It’s beneficial to have leverage if you’re used to moving anything heavy. One of the most appealing aspects of futures investing is that you can leverage a smaller investment with a larger asset.

This is how it goes. Assume you want to invest in gold but don’t want to hold the precious metal. Alternatively, you might purchase a futures contract for 100 ounces of gold. Gold is currently trading at $1,250 per ounce in our scenario.

It’s possible that the exchange you’re working with has a $4,950 margin requirement. If you do the math, you can see that you can leverage almost $125,000 worth of gold with a $5,000 initial investment. Then, as the price of gold the underlying asset changes, knowing when to exit the contract to make a profit or avoid losses becomes crucial.

To summarize, there are different risks and benefits associated with investing in stocks and futures. Investors in either vehicle, however, must remain informed, including engaging with a financial counselor, to ensure they’re making the best decisions possible.

Are there any equity futures available?

  • A financial agreement between two counterparties to buy or sell equities at a particular date, amount, and price is known as an equity futures contract. Margin and mark-to-market were used to settle the contracts on a daily basis.
  • They are used for speculative and hedging purposes and are regulated on derivative exchanges.
  • Equity futures contracts are a zero-sum game, meaning that one party’s earnings are offset by the other’s losses.

What are the current equities futures prices?

The prices of equity futures are typically quoted in the same way as equities prices in the underlying cash market.

exchanges. Although it is used for other purposes, a pricing model is primarily used to evaluate risk for a future contract.

For a forward, you must calculate both the price and the risk.

The dividend model assumption determines the theoretical value of a future/forward. There are two different forms of

Dividend yield (continuous dividend) or discrete dividend are two types of dividends.

  • Under the premise of a dividend yield, the equity future/forward price formula is relatively straightforward. Unfortunately, there aren’t any.

otherwise there is essentially no dividend yield on the market, however investors do occasionally convert discrete dividends into dividends.

Dividend yields for the sake of analytic tractability.

  • One of the most important aspects of pricing any equity product is to calculate equity forward correctly, taking all discrete factors into account.

take dividends into consideration

Are futures preferable to stocks?

While futures trading has its own set of hazards, there are some advantages to trading futures over stock trading. Greater leverage, reduced trading expenses, and longer trading hours are among the benefits.

How do you go about purchasing stock futures?

A futures contract is exactly what it sounds like. It’s a financial product, also known as a derivative, that involves two parties agreeing to trade a securities or commodity at a preset price at a future date. It is a contract for a future transaction, which we simply refer to as a contract “Future prospects.” The vast majority of futures do not result in the underlying security or commodity being delivered. Most futures transactions are essentially speculative, therefore they are utilized by most traders to profit or hedge risks rather than to accept delivery of a tangible good or security.

The futures market is centralized, which means it is conducted through a physical site or exchange. The Chicago Board of Trade and the Mercantile Exchange are two examples of exchanges. Traders on futures exchange floors deal in a variety of commodities “Each futures contract has its own “pit,” which is an enclosed area designated for it. Retail investors and traders, on the other hand, can trade futures electronically through a broker.

Exist single stock futures?

A single stock futures (SSF) contract is a conventional futures contract in which the underlying security is a single stock. Typically, each contract holds 100 shares of stock. Single stock futures, unlike the underlying shares, do not have voting rights or dividends.

How are equity futures calculated?

You do not pay the full cash amount upfront or own the underlying asset, unlike other products such as stocks. To enter into an equity futures position, you must first deposit initial margin. Margin is calculated as a percentage of the contract value. You multiply the price of the underlying stock by the contract size to get the notional value of an equity futures contract. The contract size refers to the amount of underlying shares that can be delivered in each contract. Typically, a single contract contains 100 shares of the underlying stock.

If you’re unsure about the contract’s size, underlying, or maturity date, you can look up the contract’s parameters on the exchange’s website. This information is usually readily available there. The product’s Key Information Document contains further information about the product’s qualities and dangers (KID). Furthermore, behind the name of a product on DEGIRO, you may find the risk category of an equity futures contract. The risk category represents the amount of margin that must be deposited.

Equity futures are highly leveraged transactions because just a fraction of the contract’s value must be put up beforehand. This means that even little price changes can have a big impact. An investor will often need to deposit greater margin to enter a future position when the margin requirement is higher. As a result, the leverage is reduced.

The tick size of a futures contract is the smallest price increment that a contract can fluctuate to. This is governed by the contract requirements established by the exchange. Tick value, on the other hand, is equal to the tick size multiplied by the contract size and represents the actual monetary amount won or lost per contract every tick change.

How and when are equity futures settled?

Futures are distinct in that they are settled on a daily basis. The closing market price of a future is decided by the exchange on which it trades at the end of each trading day. This is referred to as the daily mark-to-market (MTM) price, and it is the same for all investors. Daily mark-to-market settlements take place until the contract expires or the position is closed out.

The difference between the close prices of t-1 and t is the daily cash settlement. The contract holder’s account is either deducted or credited depending on the outcome. For example, if the contract’s value rises at the daily settlement, the long position holder’s account will be credited, while the short position holder’s account would be debited.

If the short position holder’s account balance falls below the maintenance margin with DEGIRO, he or she will receive a margin call and will be required to deposit additional cash into the account. DEGIRO will intervene and close positions on the investor’s behalf to cover the shortfall if the investor does not settle the deficit before the deadline specified in the margin call. There are additional expenses in circumstances where DEGIRO is required to intervene.

There is one final daily settlement before an equity future expires, and the position is subsequently booked out of an investor’s portfolio. Depending on the contract, it is either cash or physically settled. The underlying shares are delivered to the receiving party in a physical settlement. The difference between the spot rate of the equity at expiration minus the futures price is used to compute the credit or debit received in cash settlement.

If you want to get out of your position before it matures, you can do so by taking an opposing viewpoint. If you had a long position, for example, you might close it by entering a short one with the same underlying and maturity.

Investing in equity futures with DEGIRO

You can trade futures on a number of associated derivatives markets through DEGIRO. When you log into your account and pick futures from the products menu, you’ll see all of the futures contracts we offer. You may also use the platform’s search box to look for a specific equity futures contract that you want to invest in. Because each equity future has its own ISIN code, that is one approach to look for it.

For futures trading, DEGIRO imposes connection fees, transaction fees, and settlement fees. These fees are listed in our Fee Schedule. You only pay settlement expenses once the contract has expired, not before. It’s likely that the exchange where the stock future is traded levies a commission as well. Our Fee Schedule also lists these charges.

What are the risks and rewards?

Trading on a futures exchange can yield big profits, but it also carries a considerable risk of loss. It is possible to lose more money than was first invested. The maximum profit you can make if you take a long position in an equity future is infinite. This is because the underlying can possibly grow indefinitely. For the same reason, if you are in a short position, your potential losses are limitless. It is recommended that you only take on debts that you can pay off with money you don’t need right now.

This material is not intended to be used as investment advice, and it does not make any recommendations. Investing entails taking risks. Your deposit may be lost (in whole or in part). We recommend that you only invest in financial products that are appropriate for your level of knowledge and experience.

What is the cost of a future contract?

How much does trading futures cost? Futures and options on futures contracts have a cost of $2.25 per contract, plus exchange and regulatory fees. Exchange fees may vary depending on the exchange and the goods. The National Futures Association (NFA) charges regulatory fees, which are presently $0.02 per contract.

How do stock futures work?

Futures are financial derivatives that bind the parties to trade an item at a fixed price and date in the future. Regardless of the prevailing market price at the expiration date, the buyer or seller must purchase or sell the underlying asset at the predetermined price.